FINRA REGULATION, INC. ID 43585100

  • Summary

    Formed in Kentucky, FINRA REGULATION, INC. is a business entity and is a FCO - Foreign Corporation under local business registration law. With registration number 0442924, according to the registry, it is currently A - Active.

  • Status

    A - Active updated recently more like this →

  • Kind

    FCO - Foreign Corporation more like this →

  • Address

    1735 K. STREET, NW WASHINGTON, DC 20006
  • Officers

    CORPORATE CREATIONS NETWORK INC. Registered Agent

    MARY L. SHAPIRO Director

    LINDA FIENBERG Director

    JOAN C. CONLEY Director

    JAMES R. ALLEN Director

    ROBERT J. BIRNBAUM Director

    JAMES C. BRADFORD, JR. Director

    Richard G. Ketchum Chairman

    Richard G. Ketchum CEO

    Stephen Luparello Vice Chairman

    Geraldine M. Walsh Vice President

    Marcia E. Asquith, SVP/SECR Secretary

    Charles A Bowsher Director

    John J Brennan Director

    Richard G. Ketchum Director

    Jed Bandes Director

    James E. Burton Director

    Mark S. Casady Director

    John F.X. Dolan Director

    W. Dennis Ferguson Director

    Gregory J. Fleming Director

    Harvey J. Goldschmid Director

    William H. Heyman Director

    Dr. Shirley Ann Jackson Director

    Ken Norensberg Director

    Richard S. Pechter Director

    John W. Schmidlin Director

    Joel Seligman Director

    Gary H. Stern Director

    Kurt P. Stocker Director

    Seth H. Waugh Director

    James D. Weddle Director

    Todd T. Diganci, EVP/CFO CFO

    Tracy Johnson, SVP Executive

    Linda D. Fienberg, EVP Executive

    Susan F. Axelrod, EVP Executive

    J. Bradley Bennett, EVP Executive

    T. Grant Callery, EVP Executive

    Martin P. Colburn, EVP Executive

    Howard M. Schloss, EVP Executive

    Thomas M. Selman, EVP Executive

    Grace B. Vogel, EVP Executive

  • Regulatory regime

    Kentucky Secretary of State

  • Update status

    Last checked at 2026-06-14 03:07:49 UTC

  • Comments

    0 Comments

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FINRA REGULATION, INC. ID 43585101

  • Summary

    FINRA REGULATION, INC. was formed in Kentucky and is a RES - Name Reservation pursuant to local business registration law. Having the registration number 0678892, according to the relevant government agency, it is currently I - Inactive.

  • Status

    I - Inactive updated recently more like this →

  • Kind

    RES - Name Reservation more like this →

  • Update status

    Last update: 2026-07-11 16:30:01 UTC